Statement by
Deputy Assistant Secretary of State
Andrew K. Semmel
Alternative Representative of the United States of America
to the Second Session of the Preparatory Committee for
the
2005 NPT Review Conference
Articles I and II
Geneva, Switzerland May 1, 2003
Nonproliferation
Articles I and II
The central purpose of the NPT is to prevent the spread of nuclear
weapons. The Treaty's nonproliferation undertakings are contained
in Articles I and II, and in the safeguards obligations of Article
III. IAEA safeguards will be discussed later in our meeting.
The NPT has proven durable despite enormous changes in the international
security environment over the past three decades. With nearly
190 parties, its reach extends into all regions of the world and
across all political systems. Its broad membership reflects confidence
in the Treaty as an important pillar of global security. The NPT
is an important standard that new nations are expected to embrace
and, of increasing importance, that all parties must honor. It
is this question of compliance with the NPT that I want to stress
in this overview of Articles I and II.
Article I imposes a comprehensive undertaking on the five nuclear
weapon states not to transfer possession of nuclear weapons to
any recipient and not in any way to assist a non-nuclear-weapon
state in the manufacture or acquisition of nuclear weapons. Fulfillment
of this obligation requires comprehensive nuclear export controls
and a classification system to protect sensitive nuclear weapons
information. Rigorous enforcement is essential. Nuclear weapon
states face a particular challenge, because their nuclear infrastructure
includes many entities with direct experience in the research,
development, testing and manufacture of nuclear weapons.
After thirty-three years, the NPT retains its near universal
appeal. Cuba became a party last November and East Timor reportedly
is preparing its instrument of accession. India, Israel, and Pakistan
have not joined the NPT. Israel supported the NPT at the United
Nations in 1968, but due to regional security factors has declined
to become a party. Pakistan has said in the past that it would
join the NPT if India did. India has rejected the NPT on grounds
that it differentiates between nuclear weapon states and non-nuclear-weapon
states. India and Pakistan severely undercut nuclear nonproliferation
objectives in 1998 by conducting nuclear weapon tests. The United
States continues to support the goal of universal NPT adherence.
Article II requires non-nuclear-weapon state parties not to manufacture
or otherwise acquire nuclear weapons. The vast majority of NPT
parties have strong political commitments to nonproliferation.
We applaud their rigorous adherence to the spirit and letter of
their Treaty obligations. However, a small number of parties are
abusing the Treaty by flagrantly, or in some cases secretly, pursuing
nuclear programs that contravene the NPT's basic purpose. These
countries of concern are taking steps to acquire the capability
to produce fissile material for nuclear weapons. The long-term
cases of noncompliance by Iraq and by North Korea are well known.
However, there have been new developments since last year.
Iraq's defiance of the NPT and of Security Council resolutions
dates back more than a decade. Iraq continued its practice of
deception and deceit when inspections resumed last fall following
adoption of Security Council resolution 1441. We look forward
to a new political leadership in Iraq that will comply fully with
all its international obligations including those related to the
NPT.
North Korea admitted to a covert uranium enrichment program in
October 2002. In November, the IAEA Board of Governors called
on North Korea to clarify reports about its enrichment program
and to cooperate with the IAEA in opening all relevant facilities
to IAEA inspections and safeguards. North Korea responded instead
by taking a series of escalatory actions. It removed IAEA seals,
disabled IAEA cameras, and expelled IAEA inspectors. On January
10, North Korea issued a statement of its intent to withdraw from
the NPT. Later that month, it reactivated the 5MW reactor at Yongbyon
that had been frozen under the 1994 Agreed Framework.
North Korea's nuclear weapons program and the provocative actions
it has taken present a grave threat to the region and a serious
challenge to the global nuclear nonproliferation regime. Since
it joined the NPT in 1985, North Korea's policies and practices
have been repeatedly at odds with its Treaty undertakings. In
February, the IAEA Board of Governors found the DPRK in further
non-compliance with its NPT safeguards obligations and reported
this finding to the UN Security Council. The Security Council
met early last month to discuss this issue and expressed concern
about North Korea's actions.
We remain hopeful that North Korea will reconsider its policies.
North Korea must understand that the path to full participation
in the community of nations and the achievement of a better quality
of life for its people is through compliance with its international
commitments. Every responsible NPT party should press North Korea
to dismantle its nuclear weapons program, verifiably and irreversibly,
and reverse its decision to leave the NPT.
The United States is doing its part to help find a diplomatic
solution to this problem. However, the solution must be multilateral
in conception and execution. North Korea's actions are not a bilateral
issue between the United States and North Korea. Rather, they
are a problem of vital concern to the entire international community.
All NPT parties have a stake in preventing a nuclear-armed North
Korea, upholding the global nonproliferation regime and promoting
the success of the NPT.
There has been a major development elsewhere since we last met.
The world has seen disturbing revelations about the advanced state
of Iran's nuclear program. This information surprised the international
community, including the IAEA. Even before the anticipated operation
of its first nuclear power reactor at Bushehr, Iran is building
a huge and vastly expensive gas centrifuge enrichment plant at
Natanz. Iran's energy needs provide no economic justification
for this plant. Iran is also constructing a heavy water plant
at Arak while having no known reactors that use heavy water. It
undertook this construction in secret. Over the period it was
designing, building, and outfitting these facilities, Iran declined
to respond to the IAEA's call for states to provide early design
information on nuclear facilities. It also failed to negotiate
and sign an Additional Protocol.
Iran's actions have shaken international confidence in its claims
of peaceful intent for its nuclear program. In response to these
revelations, the IAEA in August promptly sought. information from
Iran. However, Iran repeatedly stalled and did not allow a visit
until February. At the IAEA's March Board of Governors meeting,
the Director-General reported that Iran's program raised questions
and concerns. We expect the IAEA is investigating fully and will
soon provide a comprehensive report to its Board of Governors.
Responsible NPT parties must look at the facts and ask whether
Iran's nuclear program and policies are consistent with those
of a state fully committed to its Article II obligations. These
revelations underscore the high risk of engaging in nuclear cooperation
with Iran. They reinforce and strengthen U.S. resolve to strongly
discourage any supplier from providing nuclear-related assistance
to Iran.
Iran should allow complete access to the IAEA and fully disclose
all information about its nuclear programs. It should answer the
questions and concerns that have been raised, and take all measures
necessary to restore confidence in its nuclear program. NPT parties
should press Iran to accept all strengthened safeguards measures
including the Additional Protocol.
The United States is concerned that still other NPT parties may
be engaged in undeclared nuclear activities. All responsible NPT
parties must make clear that such behavior undermines our common
security. Any country that considers nuclear weapon-related activities
should be aware of the serious consequences it will face if it
continues down that path.
Let me speak briefly to the question of balance in our deliberations.
We understand and expect there will be considerable discussion
on Article VI issues during our Preparatory Committee sessions.
Indeed, much has already been said at this meeting. Nuclear disarmament
is a goal of the Treaty and we should have constructive exchanges
about it. However, the great majority of responsible NPT parties
who value and abide by the Treaty need to recognize also the large
issues at stake in actual and potential cases of noncompliance
with Article II. There is a simple logic: more states with nuclear
weapons means a more dangerous world. It also means that the overall
NPT goal of the elimination of nuclear weapons would become even
more difficult to achieve.
These risks are real and they are upon us. We cannot delay and
hope that technological complexity and export controls will ultimately
defeat these efforts to acquire nuclear weapons. The NPT must
be more than an international norm. It must be enforced. We must
insist on strict observance of the Treaty and adopt policies that
will encourage compliance. This requires dealing firmly with existing
violations, strengthening verification, and raising the costs
of new violations. These actions will help meet the growing challenge
of deterring future noncompliance.
As we move toward the third session of the Preparatory Committee,
the United States would like to see more discussion of policies
that will strengthen compliance. Among issues to consider are:
(1) Article I implementation; (2) what constitutes a violation
of Article II; (3) how to deal with low-level cheating not involving
nuclear material; (4) the role of the Security Council in enforcement;
and (5) how sanctions could be
used to positive effect. We will discuss strengthening IAEA safeguards
later in this session of the Preparatory Committee. For now, we
offer some preliminary observations.
First, it is incumbent on nuclear weapon states to monitor strictly
the implementation of their Article I obligations. This is particularly
true for nuclear dual-use items that may be sought by non-NPT
parties or NPT parties with questionable compliance records. While
procurement by these countries may appear benign, it could be
part of an elaborate effort to divert equipment and technology
into a clandestine or undeclared nuclear weapons program. The
heightened risk of nuclear terrorism is another reason for nuclear
weapon states to ensure that they have the strongest possible
Article I enforcement measures in place. We believe the five nuclear
weapon states should consult periodically on the policies and
practices necessary to enforce our Article I undertaking.
Second, NPT parties should begin to focus more attention on Article
II and insist on a high standard of compliance. While there is
no clear definition of what constitutes the "manufacture
or acquisition" of a nuclear weapon, there are activities
not involving nuclear material that could represent a clear violation.
For example, a state seeking nuclear weapons could build a prototype
nuclear weapon shell. Similarly, it could assemble the conventional
explosive package needed for a nuclear device. Either of these
activities can be done without the use of nuclear material, and
thus would not be a violation of safeguards. Yet, each activity
represents considerable progress toward, and is clearly directed
at, the acquisition of nuclear weapons. We cannot wait until a
state has actually manufactured a nuclear weapon to declare noncompliance
with Article II. Rather, we need to look at the totality of a
state's nuclear program, as well as the nature of the activity
in question.
Third, the multilateral institutions with a role in enforcing
compliance must take firm action against violators. In January
1992, the Security Council met at the level of Heads of State.
The President of the Council, Prime Minister John Major of the
United Kingdom, issued a statement on behalf of the members that
dealt with the Council's responsibility for the maintenance of
international peace and security. A portion of the statement noted
the importance of the NPT and said the Council "will take
appropriate measures in the case of any violations reported to
them by the IAEA." All members of the Security Council must
more aggressively carry out this responsibility.
Fourth, all nuclear suppliers need to be alert for suspicious
activity by a recipient state and take action promptly when questions
and concerns arise. It could be many years from a secret decision
by an NPT party to acquire nuclear weapons until a clandestine
program is uncovered and there is a formal finding by the international
community of noncompliance. During that time, the future violator's
civil nuclear program could be benefiting greatly from outside
assistance. Even worse, the recipient of this assistance could
be exploiting commercial or governmental nuclear linkages to obtain
items that are diverted to its nuclear weapons program. This is
a problem for all nuclear suppliers, not just the nuclear weapon
states.
Finally, we must be willing to take action against those who
would violate the Treaty. For example, a finding of non-compliance
with safeguards by the IAEA should lead to a cutoff of assistance
to the civil nuclear program of the guilty NPT party. The multilateral
nuclear export control regime has recognized this principle for
many years. The Nuclear Suppliers Group Guidelines call for consultations
in the event of a violation of safeguards or of other terms of
supply and possible penalties, including the termination of nuclear
assistance.
Finding ways to enforce compliance with the nonproliferation
provisions of the NPT is one of the central challenges we face.
Let us acknowledge this challenge and enter into a serious discussion
of how best to meet it.