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January 16, 2002
Alternative Draft Optional Protocol to the UN Convention Against
Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment
Submitted by the Delegation of the United States of America
Preamble
The States parties to the present Optional Protocol,
Recalling the purposes and principles of the Charter of the United
Nations, and the obligations of States under the Charter,
Reaffirming that torture and other cruel, inhuman or degrading
treatment or punishment are prohibited,
Recalling that the effective prevention of torture and other cruel,
inhuman or degrading treatment or punishment under the United Nations
Convention against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment (hereinafter the Convention) requires a
combination of legislative, administrative, judicial and other measures,
Recognizing that strengthening the protection of and full respect
for human rights is a common responsibility shared by all and that
international mechanisms are complementary to national measures,
Recognizing the important contribution that regional mechanisms
may make to the protection of persons deprived of their liberty
against torture and other cruel, inhuman or degrading treatment
or punishment, particularly by non-judicial means of a preventive
character based on visits,
Desiring to undertake an international commitment to make the prevention
of torture and other cruel, inhuman or degrading treatment or punishment
under the Convention more effective,
Bearing in mind the principles of cooperation and confidentiality
as basic principles of the present protocol,
Have agreed as follows,
PART I
Article 1
1. There shall be established, under the Committee Against Torture
(hereinafter referred to as the Committee), a Subcommittee on the
Prevention of Torture (hereinafter referred to as the Subcommittee
on Prevention) which shall carry out the functions hereinafter provided.
The Subcommittee shall consist of [5] experts of recognized competence
in the field of human rights, who shall serve in their personal
capacity and shall, under its direction, carry out the functions
herein provided.
2. Each State Party may, in furtherance of Article 2 and 16 of
the Convention, establish, maintain or provide for national mechanisms
to strengthen, if necessary, the protection of persons deprived
of their liberty pursuant to an order of a public authority from
torture and other cruel, inhuman or degrading treatment or punishment
(hereinafter referred to as national mechanisms).
Article 2
The Subcommittee on Prevention, under the direction of the Committee,
shall:
(a) Assist members of the Committee with respect to the Committee's
functions under the Convention, including, in particular, the making
of confidential inquiries in accordance with paragraphs 1-5 of Article
20, as well as with voluntary visits the Committee may propose to
State Parties that may be made in agreement with them;
(b) Assist, upon request, States Parties in setting up national
mechanisms;
(c) Respond to requests for technical advice designed to assist
State Parties with the operation of national mechanisms, as well
as with the effective implementation of their obligations under
Articles 2 and 16 of the Convention;
(d) Serve as a resource for technical information and advice to
promote safe, humane, cost-efficient and appropriately secure facilities
for detention or imprisonment.
Article 3
National mechanisms may, inter alia:
(a) Examine the situation of persons deprived of their liberty
pursuant to an order of a public authority with a view to strengthening,
if necessary, their protection from torture and other cruel, inhuman
or degrading treatment or punishment;
(b) Make recommendations to the competent authorities with a view
to improving the treatment and conditions of such persons and preventing
torture and other cruel, inhuman or degrading treatment or punishment;
(c) Propose or comment on draft or existing legislation on matters
relating to the treatment of such persons;
(d) Request, where necessary, technical advice from the Subcommittee
on Prevention designed to assist State Parties with the effective
implementation of their obligations under the Convention with a
view to strengthening, if necessary, the protection of such persons
from torture and other cruel, inhuman or degrading treatment or
punishment.
Article 4
1. The Subcommittee on Prevention shall submit an annual report
of its activities to the Committee which shall be made available
to States Parties. National mechanisms which may be established,
maintained or provided for in accordance with the Protocol shall
be provided such reports.
2. State Parties shall permit direct contact between such national
mechanisms and the Subcommittee on Prevention.
PART III
Article 5
The members of the Subcommittee on Prevention shall be elected
in the same manner as members of the Committee referred to in paragraphs
2 to 6 of Article 17, consideration being given to equitable geographical
distribution and to the usefulness of the participation of person
having professional experience in the field of the administration
of justice, criminal law, prison or police administration or in
the various medical fields relevant to the treatment of persons
deprived of their liberty.
Article 6
The Committee shall establish rules of procedure for the Subcommittee
on Prevention, but these rules shall provide, inter alia, that:
a. [Four] members shall constitute a quorum, and;
b. Decisions of the Subcommittee shall be made by a majority vote
of the members present.
Article 7
The Committee shall convene the initial meeting of the Subcommittee.
After its initial meeting, the Subcommittee shall meet at such times
as shall be provided in its rules of procedure.
Article 8
Members of the Subcommittee on Prevention shall be entitled to
the facilities, privileges and immunities provided to members of
the Committee under Article 23 of the Convention.
PART IV
Article 9
1. The Secretary General of the United Nations shall provide the
necessary staff and facilities for the effective performance of
the functions of the Subcommittee under this Article.
2. The States Parties which shall have accepted this protocol shall
be responsible for expenses incurred in connection with the operation
of the Subcommittee on Prevention, in a manner based upon the United
Nations scale of assessment pro-rated to take into account the number
of States Parties to the Protocol.
Article 10
1. The provisions of the present Protocol shall not affect the
obligations of States parties under any regional convention based
on a system of visits to places of detention. The Subcommittee on
Prevention and the bodies established on the basis of such regional
mechanisms shall consult and cooperate in order to promote effectively
the objectives of the present Protocol and avoid any duplication
of work.
2. The provisions of the present Protocol shall not affect the
obligations of States parties to the four Geneva Conventions of
12 August 1949 and their Additional Protocols of 8 June 1997, or
the opportunity available to any State party to authorize the International
Committee of the Red Cross to visit places of detention in situations
not covered by international humanitarian law.
Article 11
1. The present Protocol shall be open for signature by any State
that has signed the Convention.
2. The present Protocol shall be subject to ratification by any
State that has ratified or acceded to the Convention. Instruments
of ratification shall be deposited with the Secretary-General of
the United Nations.
3. The present Protocol shall be open to accession by any State
that has ratified or acceded to the Convention.
4. Accession shall be effected by the deposit of an instrument
of accession with the Secretary-General of the United Nations.
5. The Secretary-General of the United Nations shall inform all
States that have signed the present Protocol or acceded to it of
the deposit of each instrument of ratification or accession.
Article 12
1. The present Protocol shall enter into force on the thirtieth
day after the date of deposit with the Secretary-General of the
United Nations of the twentieth instrument of ratification or instrument
of accession.
2. For each State ratifying the present Protocol or acceding to
it after the deposit with the Secretary-General of the United Nations
of the twentieth instrument of ratification or instrument of accession,
the present Protocol shall enter into force on the thirtieth day
after the date of the deposit of its own instrument of ratification
or accession.
Article 13
A State party may denounce the present Protocol at any time by
written notification addressed to the Secretary-General of the United
Nations, who shall thereafter inform the other States parities to
the present Protocol and the Convention. Denunciation shall take
effect one year after the date of receipt of the notification by
the Secretary-General.
Article 14
1. Any State party to the present Protocol may propose an amendment
and file it with the Secretary-General of the United Nations. The
Secretary-General shall thereupon communicate the proposed amendment
to the States parties to the present Protocol with a request that
they notify him whether they favour a conference of States parties
for the purpose of considering and voting on the proposal. In the
event that within four months from the date of such communication
at least one third of the States parties favour such a conference,
the Secretary-General shall convene the conference under the auspices
of the United Nations. Any amendment adopted by a majority of two
thirds of the States parties present and voting at the conference
shall be submitted by the Secretary-General of the United Nations
to all States parties for acceptance.
2. An amendment adopted in accordance with paragraph 1 of this
article shall enter into force when it has been accepted by a two-thirds
majority of the States parties to the present Protocol in accordance
with their respective constitutional processes.
3. When amendments enter into force, they shall be binding on those
States parties that have accepted them, other States parties still
being bound by the provisions of the present Protocol and any earlier
amendments that they have accepted.
Article 15
1. The present Protocol, of which the Arabic, Chinese, English,
French, Russian and Spanish texts are equally authentic, shall be
deposited with the Secretary-General of the United Nations.
2. The Secretary-General of the United Nations shall transmit certified
copies of the present Protocol to all States
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