U.S. Opening Statement to the Open-ended Working
Group on the Question of a Draft Optional Protocol to the Convention
Against Torture and Other Cruel, Inhuman or Degrading Treatment
or Punishment
Steve Solomon
Head of Delegation
January 14, 2002
Madame Chair, the United States appreciates and agrees with your
statement made at the final substantive meeting of the working
group on February 22nd, 2001 that, in view of the fact that the
working group has for the previous nine years been unable to reach
consensus on the proposal to establish a mandatory, unrestricted,
international visiting mechanism, the time has come to study new
proposals.
In that light we were prompted to give further consideration
to a number of ideas - ideas which share the common aim of upholding
and promoting standards of humane treatment and respect for each
individual's dignity. A number of these ideas have attracted interest
over the course of the last several working group sessions, indeed
are referred to explicitly in paragraph 37 of the March 2001 Report
of the Working Group. We have arranged them together in the form
of a modified proposal for working group consideration.
We received a number of encouraging expressions of interest and
support. We will soon be in a position to offer specific treaty
language for this proposal.
Permit me again to review briefly the 3 key elements of this
alternative approach.
We propose that the optional protocol reinforce the already existing
Committee Against Torture, the CAT, and its related mechanisms
by, one, creating a subcommittee that would be authorized by the
Committee to assist it, particularly with respect to its inquiry
function under Article 20.
The Subcommittee would be a true subcommittee, operating under
the direction of the Committee.
Two, the approach would encourage, but not require, parties to
establish a national mechanism aimed at further promoting the
prevention of torture.
And three, it would authorize the subcommittee to provide technical
suggestions and advice to national mechanisms to assist them in
their work.
Allow me to review the rationale for this approach.
First, the aproach is based on the longstanding mandate of this
group. By reinforcing the CAT, it aims, first and foremost, at
the prevention of torture. By encouraging national mechanisms,
it aims at encouraging the establishment of a practical visiting
system to places of detention.
It has been suggested that the approach to reinforce the CAT
is not preventative in nature. We believe it is, in the same way
the other proposals currently on the table are.
The current proposals, even the European Convention's mechanism,
are preventative in this sense: they prevent acts of torture,
that is they inhibit impulses to violate the Convention, through
the creation of a risk - a risk of exposure as a result of a visit
or inquiry.
Convention Against Torture Article 20 dealing with inquiries,
for example, creates a risk of exposure and, accordingly, works
to inhibit, that is prevent, acts of torture.
It follows that reinforcing such mechanisms established in the
Convention works to further the goal of prevention.
Second, our approach seeks to reinforce the existing convention,
including, in particular, the Committee Against Torture.
The Committee Against Torture is an important and valuable asset
but it faces challenges that would be compounded, rather than
relieved, by the proposals for a mandatory visiting mechanism
on the table. We were told last year that CAT's full time staff
is counted as 1 and half persons. One and half persons for a Committee
that must deal with a treaty with over 120 member states strikes
us as challenge of considerable proportion.
Certainly, the committee needs adequate resources to do its job
as currently envisioned by the Convention. For example, Article
20, when it has been invoked, has proven useful.
But creating a mandatory visiting mechanism, essentially a new
treaty body, which will be possibly twice the size of the CAT
and will have predictably greater resource requirements, would
overshadow the CAT and seriously risks eroding its own resource
base. We do not think that is a good idea. We would rather give
CAT the capacity it needs and deserves. Our proposal aims at doing
so.
So quite apart from our concerns about the specifics of the proposals
for a mandatory visiting mechanism, we are concerned that such
a mechanism under the Convention could impinge on the resources
and consequently the effectiveness of the Committee Against Torture.
Three, we believe it important to empower states' own capacities
with a subcommittee that can facilitate national mechanisms that
parties may choose to establish. Hence our approach would encourage,
rather than require, national mechanisms and authorize the subcommittee
to provide any such mechanisms with technical advice and suggestions.
Permit me to touch on some other concerns.
Budgetary implications
This is not an issue of putting a price tag on human rights.
There can be no price tag put on the right, as such, to be free
from torture. Our concern about this issue focuses on understanding
the budgetary implications of the various proposals so we can
make informed choices about budgetary priorities in a context
where needs, unfortunately, exceed resources. We must ask if we
spend millions of dollars a year on a new mandatory visiting mechanism,
what will be the consequence for other human rights priorities?
As noted in the last report of this group (E/CN.4/2001/67), a
number of delegations, including ours, asked to receive information
concerning the projected costs of the proposed mandatory visiting
mechanisms. There still has been no reply to that request.
Indeed, we routinely require budget assessments with respect
to many resolutions of the Commission on Human Rights; why would
we not do so with respect to proposals to establish what could
be one of the most costly human rights treaty body mechanisms
yet?
These budgetary issues are particularly important in light of
the development that the European Convention Against Torture and
its CPT will, as of March 1st, be open to all states everywhere,
in accordance with its first protocol.
We have already been asked, for example if it makes sense to
essentially duplicate the CPT now that it is open to any interested
state. True, the Council of Europe must extend an invitation to
states not part of the Council, but the Council's press release
announcing the opening stresses that "no geographical limits
to this power of invitation are foreseen in the Protocol"
and "a new stage in the expansion of the field of operations
of the CPT . . . can now begin."
It does appear that interested states anywhere now have the possibility
of availing themselves of a mandatory visiting process such as
the proposals on the table seek to establish. This is a significant
development and necessarily has implications for our work.
Our publics, our parliaments, interested observers will ask whether
we need to establish an essentially duplicative mechanism.
How, indeed, would we justify doing so? One response has already
been suggested by those still favoring creating another mandatory
visiting mechanism, that is that the European "framework"
of the CPT might discourage interest from other regions. Yet as
we understand the arrangements, new parties would stand on equal
footing with the original parties. While the origins of the CPT
would be regional, its growth potential is multi-regional and
international.
Other questions present themselves. If costs of a new mandatory
visiting mechanism are to be borne by states parties, will parties
to the European Convention be willing to bear such costs as well
as the costs of their CPT? Or will they only be willing to ratify
a new mechanism if the costs are paid for out of the UN regular
budget as has been proposed?
Indeed, who should bear the costs for any new visiting mechanism
created here? Is it appropriate that costs come out of the regular
UN budget? If they do so, that means every UN member state contributes
whether they are party to the protocol or not. The GA resolution
adopted some years ago which provided for treaty body costs coming
out of the UN regular budget addressed existing treaty bodies,
not future bodies. It shifted the costs from the states parties
subscribing to the instruments establishing these mechanisms,
such as the Torture Convention, to the UN regular budget, but
only after consideration by all UN member states. It did not deal
with possible future mechanisms, particularly ones that would
establish the kind of new structure, bureaucracy and expense envisioned
by the current proposals. And certainly the states parties to
a particular instrument cannot legitimately, standing alone, decide
to impose costs of their instrument on all UN member states, on
the UN body as a whole.
Unrestricted Authority
Those who most forcefully advocate for a new mandatory visiting
mechanism stress the importance of it having "unrestricted
authorities". The word "unrestricted" appears five
times in the relevant Article (Article 6) of the Mexican/Grulac
draft. The concept of "unrestricted" authority of any
mechanism, national or international, has long been a concern
for us. Our profound reservations about this aspect of the proposed
mechanism is premised on our conviction that not only is there
always a potential for abuse of any authority; but the more unrestricted
the scope of that authority is, the greater the potential for
abuse of the authority itself. We believe that a system of limited
authority -- for all such institutions and entities, national
and international -- provides checks and balances that are essential
and that help ensure vital accountability. In short, experience
compels us to say that we do not believe it prudent or wise to
give unrestricted authority to any such mechanism or institution.
Complexity
The proposals for a mandatory visiting mechanism emphasize frequently
the optional nature of the idea. Indeed, states will have a choice
of whether to be subject to the mechanism. But already there are
many choices state parties to the Convention must make. All these
choices, we fear, fractionate us as parties, rather than keep
us moving forward together to achieve our mutual aim of eradicating
torture. This concerns us. Already, states may choose to (1) opt
out of the Article 20 inquiry mechanism; (2) opt into the Article
21 state complaint mechanism; (3) opt into the Article 22 individual
complaint mechanism; (4) opt out of the Article 30 arbitration
mechanism. Outside the Convention, states may choose to (5) opt
into a "standing" invitation for the SR on torture;
and now states may choose to (6) opt into the mandatory visiting
mechanism of the CPT. Is a 7th option, yet another mandatory visiting
mechanism, justifiable? We question whether the duplication and
complexity involved would serve the interests of promoting the
Convention and its goals. Already, we are, as states parties,
too fractionated by the almost bewildering array of options. We
see value in trying to forge a more common path for states parties,
in working to join the patchwork of obligations that has resulted
from the spread of options.
Madame Chair, our concerns are substantive. We have presented
them in this manner today as a function of our commitment overall
to the goals of this process and the Convention itself. We do
believe it is time to consider new ideas and new approaches. We
welcome innovative concepts and suggestions. We have serious concerns
about the tenability of the mandatory visiting mechanism idea
as a basis for further work.
We remain committed to seeking a result that will further the
goals of the Convention. In that spirit, we look forward to working
with you and all delegations to find a common, constructive approach
forward - one that could command consensus and advance our collective
purpose to promote humane treatment and, in the words of the preamble
to the Convention, to make more effective the struggle against
torture throughout the world.
Thank you.
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